Compliance Specialist at NCBA Group

Job Description

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The new NCBA has harnessed the power of both NIC and CBA to create a bank that brings together the best of both worlds from cutting edge mobile banking to good old-fashioned relationship management; from scalable business banking to financial services that grow as your business does; from best-in-class choice of products to investment solutions tailored to your specific needs.

Job Purpose Statement

This role is responsible for the ensuring regulatory and policy compliance to all applicable laws, regulations, policies and standards that impact Technology and Operations Division. The role holder will work closely with the Technology and Operations team, Legal team Enterprise risk and other key stakeholders to review and implement policies and procedures that ensure Technology and Operations Division compliance with regulatory requirements. The role is responsible for working with all departments to ensure timely implementation of risk and control recommendations and highlighting to senior management all potential compliance risks and gaps that could result in potential or actual losses.

Ideal Job Specifications

Academic:  Bachelor’s Degree in Business, Finance, Law or a related field

Professional Qualifications:

Proficient in computer skills A good understanding of all core processes and knowledge of regulatory and statutory requirements A risk, compliance or audit related professional qualification as an added advantage

Desired work experience:

Minimum 5 years’ experience in Banking, 3 of which should be in regulatory compliance, preferably in the financial Industry Knowledge of laws, regulations and standards applicable to financial industry Strong analytical and problem solving skills Excellent communication and interpersonal skills Strong organizational and project management skills Ability to work independently and in a team environment Manager, Compliance Assurance Professional certifications in regulatory compliance area plus.